For your safety and convenience, our clearing firm is Pershing, a part of BNY Securities Group and a subsidiary of The Bank of New York which is a member of the New York Stock Exchange. In addition, securities and cash awaiting reinvestment held in custody by Pershing receive the highest level of account coverage in the marketplace today.

Building and Sustaining Long-term Relationships

We would like to take this opportunity to introduce our strategic investment planning services at Spencer Clarke. Although today's dynamic markets are subject to volatility and risk, a comprehensive strategy of asset allocation and diversification can give investors a competitive advantage.

The process of charting financial success starts with an identification of investment objectives and sound financial planning. Spencer Clarke seeks to identify suitable investment opportunities, while applying the principles of discipline to manage investment risk.